financial investigator
Title posted on CareerBeacon -
AML Financial Crimes Risk Investigator II
Posted on
September 06, 2024
by
Employer details
TD Bank
Job details
Work Location:CanadaHours:37.5Line of Business:Financial Crime Risk ManagementPay Details:We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role.Job Description:Additional Job DescriptionHigh Risk Investigation (HRI) conducts investigation of complex and sensitive cases to determine potential suspicious activities. Within the HRI, there is a specialized unit consisting of subject matter experts and investigators with accountabilities for conducting investigation of TD Securities alerts on products that are deemed higher risk and other referrals relating to financial crime including money laundering, terrorist financing, sanctions, fraud, anti-bribery, and anti-corruption associated with TD Securities Transaction Monitoring Program.The AML Financial Crime Risk Investigator II (TD Securities Transaction Monitoring) reports to the Group Manager AML Financial Crime Investigations (TD Securities Transaction Monitoring)The AML Financial Crime Risk Investigator II (TD Securities Transaction Monitoring) is responsible for:Conducting end to end AML investigations review of cases specifically relating to Correspondent banking products. Includes authority in applying reasonable grounds to suspect money laundering, terrorist financing and other financial crimes.Provide support to the Group Manager AML Financial Crime Investigations (TD Securities Transaction Monitoring) and feedback/coaching where needed.The AML Financial Crime Risk Investigator II(TD Securities Transaction Monitoring) conducts end to end AML Investigations, and quality reviews of correspondent banking and alerts and assists with the oversight of the TD Securities Transaction Monitoring Program while partnering with internal and external stakeholders including sanctions, Global Transaction Banking and compliance stakeholders as well as working with other people managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls. The AML Financial Crime Risk Investigator II(TD Securities Transaction Monitoring) assists with the oversight of the Correspondent banking alerts while partnering with internal and external stakeholders including Global Transaction, working with other group managers and investigators to ensure the controls are designed and operating effectively to mitigate the risk and compliance with regulatory requirements as well as the Bank's systems of internal controls. Includes supporting the Group Manager AML Financial Crime Investigations (TD Securities Transaction Monitoring) and providing feedback/coaching where needed.Job DescriptionCUSTOMERConduct quality reviews of investigations completed by AML Financial Crime Risk Investigator II including review of investigation that resulted in no Suspicious Transaction Reports (STRs) as well as investigation that resulted in STRs and other regulatory reporting and risk mitigation (e.g demarket etc).Conduct variety of complex investigations, including AML, Sanctions/ ABAC, and Financial CrimeAssist with reviewing and investigating referrals issued by law enforcement agencies related to criminal actions.Ensure the regulatory reporting is conducted in a timely manner and/or without delay while adhering to regulatory requirements and internal controls.Apply sound methodologies to collect, preserve, and analyze evidence while staying current on global emerging risks and technology threats.Assess and prioritize files and investigate assigned cases ensuring proper protocols are in place and effectively applied.Work effectively with internal and external stakeholders at other financial institutions, law enforcement agencies, and others in government within prescribed protocols to maximize opportu
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LocationToronto, ON
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Workplace information
On site
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SalaryNot available
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Terms of employment
Full time
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Starts as soon as possible
- vacancies
1 vacancy
- Source
CareerBeacon
#2110381
Advertised until
2024-10-10
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