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director, audit and compliance
Title posted on CareerBeacon - Senior Manager, Compliance Quality Assurance ()
Posted on December 14, 2024 by Employer details TD Bank
Job details
Work Location:Toronto, Ontario, CanadaHours:37.5Line of Business:CompliancePay Details:$108,800 - $163,200 CADTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.Job Description:Department Overview Our team of trusted Compliance professionals interact with every part of Compliance to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. Safeguarding the reputation of Compliance's good governance depends on us.We're counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. Job DescriptionThe Compliance Department Quality professionals are responsible for the execution of Quality Assurance/Control reviews to assess, Risk Owners and Oversight functions with established standards and procedures. The Senior Manager, Compliance Quality will execute Quality Assurance /Quality Control reviews and act as a subject matter expert in own area of expertise. Execute Quality Assurance /Quality Control reviews and provides feedback to Risk Owners & Oversight functions on compliance with standards and procedures. Evaluate the design and operating effectiveness of enterprise compliance controlsEnsure working paper files are documented on time and according to established QAR documentation standards.Performs tracking and follow-up of recommendations.Assist the Compliance Department in identifying and remediating opportunities identified.Act as Strategic Advisor to leadership team on areas for focus related to execution quality, assist with recognizing and anticipating emerging trends and; identifying operational efficienciesEnsure Quality Assurance/ Quality Control results are analyzed, key themes are highlighted, root causes are identified, and impact is assessed.Document Quality Assurance/ Quality Control issues and enhancement opportunities in a manner which clearly articulates underlying risk and urgency of required resolution.Leading a team of Quality Assurance/Quality Control professionals, scheduling and managing performanceHighly specialized compliance expert with in-depth knowledge to manage Quality Assurance/Quality Control testing for designated businesses/functional areas.Job RequirementsUndergraduate degree or relevant professional certifications, accounting designations, or equivalent education required (CPA/CIA a strong asset)10+ years of relevant experience ( Global Compliance, Risk Management, Quality Assurance/Quality Control)Advanced knowledge of Quality Assurance/ Quality Control standards, procedures, laws, rules and regulationsAdvanced knowledge of risk management environment, standards, regulations and mitigationRelevant working experience at a Financial Regulatory agency (OSFI, FED, FCAC etc.),( strong asset)Knowledge of current and emerging trendsSkilled in mentoring, coaching and performance managementSkilled in using computer applications including MS OfficeAdvanced ability to lead, plan, implement and evaluate program/project activities to ensure completion of Quality Assurance/Quality Control activitiesAbility to communicate effectively in both oral and written formAbility to work collaboratively and build relations- LocationToronto, ON
- Workplace information On site
- SalaryNot available
- Terms of employment Permanent employmentFull time
- Starts as soon as possible
- vacancies 1 vacancy
- Source CareerBeacon #2126198
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